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RS

Rhodes C. Smith

GCG SECURITIES
Brentwood, TN 37027
Some features on this profile are disabled
CRD#: 7386895
RS

Professional summary

Rhodes Charles Smith, who also goes by Rhodes Smith, is a registered financial professional currently at GCG SECURITIES, LLC located in Brentwood, Tennessee.

Rhodes is registered as a RR (Registered Representative) and started their career in finance in 2021. Rhodes has worked at 3 firms and has passed the Series 66, Series 79TO, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rhodes Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rhodes Charles Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 20, 2023 - Present

GCG SECURITIES, LLC

Office #1: 3 Maryland Farms, Suite 180, Brentwood, TN 37027
BD
CRD#: 324243
Brentwood, TN
Past

January 6, 2023 - November 7, 2023

OLSEN PALMER LLC

BD
CRD#: 166536
WASHINGTON, DC
Past

October 4, 2021 - March 30, 2022

EDWARD JONES

RIA
CRD#: 250
St Louis, MO
Past

September 13, 2021 - March 30, 2022

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Tennessee
(12/20/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/1/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/6/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/10/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/1/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

GS
GCG SECURITIES, LLC
GCG SECURITIES, LLC

CRD#: 324243 / SEC#: , 8-71019

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
189 Townsend Street, Ste 200, Birmingham, MI 48009
Mailing Address
189 Townsend Street, Ste 200, Birmingham, MI 48009
Phone number
(248) 480-2032
Established
Michigan since 11/03/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GREENWICH CAPTIAL GROUP, LLCOWNER
COURY, ROBERT SAMUELCEO, CCO, AMLCO4373330
SCHMITT, JOSEPH EUGENE IVVICE PRESIDENT AND CFO5478218

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GCG SECURITIES, LLC

CRD#: 324243Brentwood, TN 37027

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