Brendon A. Rowan

DG WEALTH

VENICE, FL 34285

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CRD#: 7386453

Professional summary

Brendon Aubry Rowan, who also goes by Brendon Rowan, is a registered financial advisor currently at DG WEALTH located in Venice, Florida.

Brendon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Brendon has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brendon Rowan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DG ADVISORS; INVESTMENT RELATED: YES; 333 TAMIAMI TRAIL S, STE 279, VENICE, FL 34285; INSURANCE SALES & SERVICES; AGENT; 05/2021; 20 HRS/MO; 20 HRS/MO DURING SECURITY TRADING HOURS; OFFERS DISABILITY INSURANCE, FIXED ANNUITIES, LONG-TERM CARE INSURANCE, LIFE INSURANCE, LIFE SETTLEMENTS. 2) COASTLIFE CHURCH; EXECUTIVE DIRECTOR OF OPERATIONS; NOT INVESTMENT RELATED; 1100 U.S. 41 BYPASS S, VENICE, FL 34285; MANAGING CHURCH'S FINANCES, ENSURING SMOOTH OPERATIONS, CHURCH ADMINISTRATION; START DATE WITH BUSINESS: 2025-03-24; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 160; HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 0 PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 80; CONTACT PERSON AT THE ORGANIZATION: DILLION RITCHIE; WEBSITE ADDRESS FOR THE ORGANIZATION: HTTPS://WWW.MYCOASTLIFECHURCH.COM.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brendon Aubry Rowan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 12, 2023 - Present

DG WEALTH

Office #1: 333 Tamiami Trail S Suite 221, Venice, FL 34285Office #2: 3670 N Access Road, Englewood, FL 34224

RIA

CRD#: 325150

VENICE, FL

Past

September 26, 2022 - December 7, 2023

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Venice, FL

Past

February 24, 2022 - September 15, 2022

OSAIC FS, INC.

RIA

CRD#: 3870

VENICE, FL

Past

September 14, 2021 - September 15, 2022

OSAIC FS, INC.

CRD#: 3870

VENICE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/14/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/14/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/3/2021

Securities Industry Essentials Examination

Current Firm

DG WEALTH

DG WEALTH | DG WEALTH LLC

CRD#: 325150 / SEC#:

Florida

Registered Investment Advisory firm - (9/29/2023 Approved)

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Contact information

Main Address

333 Tamiami Trail S Suite 221, Venice, FL 34285

Mailing Address

Phone number

(941) 584-3320

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	70
AUM (Assets Under Management)	$ 6,106,912

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brendon A. Rowan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brendon Aubry Rowan's CRS (Customer Relationship Summary).

Certified licenses

Experience

DG WEALTH

AE WEALTH MANAGEMENT, LLC

OSAIC FS, INC.

OSAIC FS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/14/2022

Series 7TO

Date: 9/14/2021

SIE

Date: 7/3/2021

Current Firm

DG WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DG WEALTH

TRUST BUT VERIFY

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