Brendon A. Rowan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brendon Aubry Rowan, who also goes by Brendon Rowan, was a registered financial professional .
Brendon is a previously registered financial professional and started their career in finance in 2021. Brendon had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2023 - March 16, 2026
DG WEALTH
September 26, 2022 - December 7, 2023
AE WEALTH MANAGEMENT, LLC
February 24, 2022 - September 15, 2022
OSAIC FS, INC.
September 14, 2021 - September 15, 2022
OSAIC FS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 9/14/2021
General Securities Representative ExaminationCurrent Firm
DG WEALTH
CRD#: 325150 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 70 |
| AUM (Assets Under Management) | $ 6,106,912 |
Red Flags
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