Toluwani V. Ogunbayode
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Toluwani Victor Ogunbayode, who also goes by Tolu Ogunbayode, was a registered financial professional .
Toluwani is a previously registered financial professional and started their career in finance in 2021. Toluwani had worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2022 - May 31, 2023
S HARRIS FINANCIAL GROUP, LLC
July 23, 2021 - May 30, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 2, 2021 - May 30, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
S HARRIS FINANCIAL GROUP, LLC
CRD#: 151899 / SEC#: 801-131466
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/2/2021
General Securities Representative ExaminationCurrent Firm
S HARRIS FINANCIAL GROUP, LLC
CRD#: 151899 / SEC#: 801-131466
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 889 |
| AUM (Assets Under Management) | $ 351,891,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
