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NC

Nolan Cummings

SEVENPOINT PARTNERS LLC
SUMMIT, NJ 07901
Some features on this profile are disabled
CRD#: 7385502
NC

Professional summary

Nolan Cummings, who also goes by Nolan William Cummings, is a registered financial professional currently at SEVENPOINT PARTNERS LLC located in Summit, New Jersey.

Nolan is registered as a RR (Registered Representative) and started their career in finance in 2023. Nolan has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nolan William Cummings

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nolan Cummings's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 13, 2025 - Present

SEVENPOINT PARTNERS LLC

Office #1: 60 River Road, Summit, NJ 07901
BD
CRD#: 333073
SUMMIT, NJ
Past

November 1, 2023 - July 28, 2025

HARRIS WILLIAMS

BD
CRD#: 113930
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(11/13/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/20/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/1/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/19/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SP
SEVENPOINT PARTNERS LLC
SEVENPOINT PARTNERS LLC | SEVENPOINT PARTNERS, LP

CRD#: 333073 / SEC#: , 8-71287

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
60 River Road, Summit, NJ 07901
Mailing Address
60 River Road, Summit, NJ 07901
Phone number
(301) 520-7549
Established
Delaware since 03/26/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ZOLLER, ERIC NCEO & LIMITED PARTNER4795542
DOLAN, ERIK JCHIEF COMPLIANCE OFFICER3161467
SWICEGOOD, RONALD MARKFIN-OP6926780

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEVENPOINT PARTNERS LLC

CRD#: 333073Summit, NJ 07901

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