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Steven Patrick Stryker

UMB FINANCIAL SERVICES
CLAYTON, MO
·CRD# 7384899·1 year experience

Professional Summary

Steven Patrick Stryker, who also goes by Steven Stryker, is a registered financial advisor currently at UMB FINANCIAL SERVICES, INC. located in Clayton, Missouri. Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2026. Steven has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Steven Stryker

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

UMB FINANCIAL SERVICES, INC.·CRD# 17073
RIA
BD
7700 Forsyth Blvd Suite 120, Clayton, MO 63105
August 17, 2026 - Present
UMB FINANCIAL SERVICES, INC.·CRD# 17073
RIA
BD
7700 Forsyth Blvd Suite 120, Clayton, MO 63105
May 12, 2026 - Present

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Current Firm

UF
UMB FINANCIAL SERVICES, INC.

SCOUT BROKERAGE SERVICES, INC. | UNITED MISSOURI BROKERAGE SERVICES, INC. | UMB SCOUT BROKERAGE SERVICES, INC. | UMB FINANCIAL SERVICES, INC.

CRD#: 17073 / SEC#: 801-62967, 8-34999
RIA
Registered Investment Advisory firm - SEC (4/9/2004 Approved)
Arkansas
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)
Colorado
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)
Illinois
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
Kansas
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
Missouri
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
Nebraska
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

928 Grand Avenue 4th Floor, Kansas City, MO 64106

Mailing Address

928 Grand Avenue, Kansas City, MO 64106

Phone Number

(816) 842-2222

Established

Missouri since 10/07/1985

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

55

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

UMB FINANCIAL SERVICES INC WRAP FEE PROGRAM BROCHURE (3/17/2026)

Direct owners and executive officers

NamePositionCRD#
UMB FINANCIAL CORPSTOCKHOLDER—
GATES, ANGELA GAYEFINOP / PRESIDENT / DIRECTOR / PFO / POO / TREASURER2626070
LONG, CHRISTOPHER SHELDONCHIEF COMPLIANCE OFFICER6076540
MASON, PHILLIP JAMESDIRECTOR6246519
MASSEY, THOMAS HAROLDDIRECTOR2062653
MAXWELL, JEFFREY THOMASCAO, SVP2626068

Regulatory Assets Under Management

Total Number of Accounts

1

AUM (Assets Under Management)

$5,043,339

Disclosures

Regulatory Event

1

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, financial services professional, start date 10/01/2019, 8 hours per month allocated to UMB Bank during normal business hours 2) DoorDash, delivery driver, nights 5 pm - 9 pm, Comp $15,000 - $30,000

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UF
UMB FINANCIAL SERVICES, INC.

SCOUT BROKERAGE SERVICES, INC. | UNITED MISSOURI BROKERAGE SERVICES, INC. | UMB SCOUT BROKERAGE SERVICES, INC. | UMB FINANCIAL SERVICES, INC.

CRD#: 17073 / SEC#: 801-62967, 8-34999
RIA
Registered Investment Advisory firm - SEC (4/9/2004 Approved)
Arkansas
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)
Colorado
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)
Illinois
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
Kansas
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
Missouri
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
Nebraska
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Missouri
(8/17/2026)
IAR
Missouri
(8/17/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2026About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed May 2026About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Feb 2025About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Steven Patrick Stryker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Steven Patrick Stryker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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