John Gillick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Gillick, CFP®, who also goes by John Michael Gillick IV, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2021. John had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2021
Experience
August 2, 2023 - November 19, 2025
FINANCIAL COUNCIL, LLC
February 24, 2023 - November 13, 2025
COMMONWEALTH FINANCIAL NETWORK
August 19, 2021 - November 13, 2025
COMMONWEALTH FINANCIAL NETWORK
Primary Firm SEC Registration
FINANCIAL COUNCIL, LLC
CRD#: 110748 / SEC#: 801-51360
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/19/2021
General Securities Representative ExaminationCurrent Firm
FINANCIAL COUNCIL, LLC
CRD#: 110748 / SEC#: 801-51360
Contact information
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,502 |
| AUM (Assets Under Management) | $ 1,099,779,929 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
