Priyal R. Thakkar

M1 ADVISORY

Chicago, IL

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CRD#: 7383816

Professional summary

Priyal Rakesh Thakkar is a registered financial advisor currently at M1 ADVISORY located in Chicago, Illinois and M1 FINANCE LLC located in Chicago, Illinois.

Priyal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Priyal has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRV Hospitality LLC, 1725 E Algonquin Rd, Schaumburg, IL 60173. no income made, passive role as owner - 50% ownership stake in the hotel. 0 working hours per month, not investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Priyal Rakesh Thakkar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 18, 2024 - Present

M1 ADVISORY

RIA

CRD#: 249787

Chicago, IL

Current

November 12, 2021 - Present

M1 FINANCE LLC

Office #1: 200 N Lasalle Street, Suite 810, Chicago, IL 60601

CRD#: 281242

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

M1 ADVISORY

FORZA ADVISORS GROUP LLC | M1 FINANCE | M1 ADVISORY SERVICES LLC | M1 ADVISORY

CRD#: 249787 / SEC#: 801-106511

RIA

Registered Investment Advisory firm - (8/11/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(6/20/2023)

IAR

Illinois
(4/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 8/8/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Status Unavailable

Passed: 11/12/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 2/16/2021

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Status Unavailable

Passed: 12/12/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

M1 ADVISORY

FORZA ADVISORS GROUP LLC | M1 FINANCE | M1 ADVISORY SERVICES LLC | M1 ADVISORY

CRD#: 249787 / SEC#: 801-106511

RIA

Registered Investment Advisory firm - (8/11/2015 Approved)

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Contact information

Main Address

200 North Lasalle Street Suite 810, Chicago, IL 60601

Mailing Address

Phone number

(312) 600-2883

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

M1 ADVISORY SERVICES (7/8/2026)

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 633,573

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Priyal R. Thakkar

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Priyal Rakesh Thakkar's CRS (Customer Relationship Summary).

Certified licenses

Experience

M1 ADVISORY

M1 FINANCE LLC

Primary Firm SEC Registration

M1 ADVISORY

State Registrations and Notice Filings

Exams

Series 66

Passed: 8/8/2022

Series 7TO

Passed: 11/12/2021

SIE

Passed: 2/16/2021

Series 24

Passed: 12/12/2022

FINRA

Current Firm

M1 ADVISORY

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

M1 ADVISORY

TRUST BUT VERIFY

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