Austin C. Wiest
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Austin C Wiest, who also goes by Austin Wiest, was a registered financial professional .
Austin is a previously registered financial professional and started their career in finance in 2021. Austin had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Education
Indiana University
Bachelor of Business Administration - Operations Management, International Business
2017
Experience
January 27, 2025 - February 19, 2025
MOLLER WEALTH PARTNERS
February 24, 2022 - July 31, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 13, 2021 - July 31, 2024
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
MOLLER WEALTH PARTNERS
CRD#: 110493 / SEC#: 801-40822
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/13/2021
General Securities Representative ExaminationCurrent Firm
MOLLER WEALTH PARTNERS
CRD#: 110493 / SEC#: 801-40822
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,284 |
| AUM (Assets Under Management) | $ 650,490,513 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/15/2025 | ||
| 01/27/2025 | ||
| 10/30/2023 | ||
| 12/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
