Ethan B. Stroud
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ethan Beden Stroud, who also goes by Ethan B. Stroud, Ethan Stroud, was a registered financial professional .
Ethan is a previously registered financial professional and started their career in finance in 2021. Ethan had worked at 1 firm and has passed the Series 66, Series 65 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2021 - October 24, 2024
ODIN CAPITAL MANAGEMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ODIN CAPITAL MANAGEMENT
CRD#: 167404 / SEC#: 801-122028
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 249,893,221 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 3/26/2021 |
| Connecticut | ERA - Withdrawn | 9/23/2020 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
