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JN

John P. Niebauer

EQUITTA ADVISORS LLC
Erie, PA
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CRD#: 7383405
JN

Professional summary


John Patrick Niebauer IV, who also goes by Jp Niebauer IV, John Patrick Niebauer, is a registered financial advisor currently at EQUITTA ADVISORS LLC located in Erie, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. John has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Jp Niebauer Iv | John Patrick Niebauer

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. US ARMY - DOD, US ARMY PA NATIONAL GUARD - 55TH MEB HHC, 2LT - O1 - 36A, Start date 5/13/2022, 72 hours per month

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view John Patrick Niebauer IV's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 18, 2023 - Present

EQUITTA ADVISORS LLC

RIA
CRD#: 288351
Erie, PA
Past

June 20, 2022 - March 9, 2023

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
ERIE, PA
Past

April 15, 2022 - March 9, 2023

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
ERIE, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(4/18/2023)
IAR
Missouri
(4/18/2023)
IAR
Ohio
(4/19/2023)
IAR
Pennsylvania
(9/21/2023)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 6/13/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/15/2022
General Securities Representative Examination
General Industry/Product Exam

Current Firm


EA
EQUITTA ADVISORS LLC
EQUITTA ADVISORS LLC

CRD#: 288351 / SEC#:

Kansas
Registered Investment Advisory firm - (1/28/2022 Approved)
Missouri
Registered Investment Advisory firm - (8/24/2017 Approved)
Ohio
Registered Investment Advisory firm - (4/18/2017 Approved)
Pennsylvania
Registered Investment Advisory firm - (9/21/2023 Approved)
Wisconsin
Registered Investment Advisory firm - (11/9/2022 Terminated)
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Contact information


Main Address
220 Mill Street Ste #23, Milford, OH 45150
Mailing Address
Phone number
(844) 369-3961
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts504
AUM (Assets Under Management)$ 68,799,479

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EQUITTA ADVISORS LLC

CRD#: 288351Erie, PA

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