Michael Anderson
Professional summary
Michael Anderson is a registered financial advisor currently at YIELDSTREET located in New York, New York and YIELDSTREET MARKETS LLC located in New York, New York.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Michael has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Anderson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 28, 2023 - Present
YIELDSTREET
Office #1: 300 Park Avenue 15th Floor, New York, NY 10022March 25, 2025 - Present
YIELDSTREET MARKETS LLC
Office #1: 300 Park Avenue 15th Floor, New York, NY 10022Office #2: 300 Park Avenue 15th Floor, New York, NY 10022February 14, 2022 - March 30, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
YIELDSTREET
CRD#: 282487 / SEC#: 801-107574
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 3/25/2025
General Securities Representative ExaminationFINRA
Current Firm
YIELDSTREET
CRD#: 282487 / SEC#: 801-107574
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 209 |
| AUM (Assets Under Management) | $ 1,862,096,214 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/25/2025 | ||
| 06/27/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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