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Kailey M. O'leary

PARKLAND SECURITIES
Warsaw, IN 46580
Some features on this profile are disabled
CRD#: 7382775
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Professional summary


Kailey Mapela O'leary, who also goes by Kailey Mapela Oleary, Kailey Mapela Tincher, is a registered financial professional currently at PARKLAND SECURITIES, LLC located in Warsaw, Indiana.

Kailey is registered as a RR (Registered Representative) and started their career in finance in 2023. Kailey has worked at 1 firm and has passed the Series 6TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Kailey Mapela Oleary | Kailey Mapela Tincher

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Kailey Mapela O'leary's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 21, 2023 - Present

PARKLAND SECURITIES, LLC

Office #1: 3706 Lake City Highway, Warsaw, IN 46580
BD
CRD#: 115368
Warsaw, IN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 6TO
Date: 9/21/2023
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm


PS
PARKLAND SECURITIES, LLC
PARKLAND SECURITIES, LLC | SAMMONS SECURITIES COMPANY, LLC

CRD#: 115368 / SEC#: , 8-53482

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
300 Parkland Plaza, Ann Arbor, MI 48103
Phone number
(734) 663-1611
Established
Delaware since 07/26/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BRANDON D. RYDELL GIFT TRUST DATED 10/30/2020TRUST (OWNER OF NON-VOTING INTERESTS)
CARL F. ELLISON, JR. GIFT TRUST DATED 10/30/2020TRUST (OWNER OF NON-VOTING INTERESTS)
JEROME M. RYDELL GIFT TRUST DATED 10/30/2020TRUST (OWNER OF NON-VOTING INTERESTS)
KRISTEN A. BAUER GIFT TRUST DATED 10/30/2020TRUST (OWNER OF NON-VOTING INTERESTS)
THERESA L. DUNBAR GIFT TRUST DATED 10/30/2020TRUST (OWNER OF NON-VOTING INTERESTS)
BAUER, KRISTEN ANNETRUSTEE OF THE KRISTEN A. BAUER GIFT TRUST DATED 10/30/20202457506
DUNBAR, THERESA LYNNTRUSTEE OF THE THERESA L. DUNBAR GIFT TRUST DATED 10/30/20207346975
ELLISON, CARLTRUSTEE OF THE CARL F. ELLISON JR. GIFT TRUST DATED 10/30/20207342594
MCCLELLAN, JOHN ALEXANDERCHIEF RISK AND BUSINESS OFFICER4016479
PHILLIPS, RICHARD THOMASCHIEF COMPLIANCE OFFICER6041363
PISTOR, RANDOLPH FULVIOCHIEF LEGAL OFFICER5143334
RYDELL, BRANDON DAVIDPRESIDENT AND TRUSTEE OF THE BRANDON D. RYDELL GIFT TRUST DATED 10/30/20202933397
RYDELL, JEROME MATTHEWTRUSTEE OF THE JEROME M. RYDELL GIFT TRUST DATED 10/30/20207346979
RYDELL, JEROME STANLEYCEO, CHAIRMAN, MANAGER AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED408389
THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020TRUST (OWNER OF ALL VOTING INTERESTS)
WOOTON, RYAN DANIELCHIEF FINANCIAL OFFICER8006797

Disclosures


Regulatory Event11
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information


PARKLAND SECURITIES, LLC

CRD#: 115368Warsaw, IN 46580

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