Daniel J. Carignan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel James Carignan Jr., who also goes by Daniel J Carignan Jr., Daniel James Carignan, Daniel Carignan, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2022. Daniel had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2025 - April 17, 2026
GOLDEN YEARS FINANCIAL, LLC
June 18, 2024 - May 2, 2025
CRESTWOOD ADVISORS
September 16, 2022 - June 7, 2024
CHARLES SCHWAB & CO., INC.
August 19, 2022 - June 7, 2024
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/19/2022
General Securities Representative ExaminationCurrent Firm
GOLDEN YEARS FINANCIAL, LLC
CRD#: 286458 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 279 |
| AUM (Assets Under Management) | $ 40,010,000 |
Red Flags
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