Deshawn K. Peterson
Professional summary
Deshawn Kerwin Peterson is a registered financial advisor currently at MIDLAND WEALTH MANAGEMENT located in Chicago, Illinois.
Deshawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Deshawn has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Deshawn Kerwin Peterson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 13, 2026 - Present
MIDLAND WEALTH MANAGEMENT
Office #1: 225 W. Washington Street #1640, Chicago, IL 60606August 18, 2023 - March 13, 2026
VIGILANT DISTRIBUTORS, LLC
August 18, 2021 - May 31, 2022
BEACON GLOBAL ADVISOR NETWORK, LLC
Primary Firm SEC Registration
MIDLAND WEALTH MANAGEMENT
CRD#: 324997 / SEC#: 801-127578
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/13/2026)
Exams
Series 7TO
Date: 8/18/2023
General Securities Representative ExaminationCurrent Firm
MIDLAND WEALTH MANAGEMENT
CRD#: 324997 / SEC#: 801-127578
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,290 |
| AUM (Assets Under Management) | $ 2,931,513,136 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/16/2025 | ||
| 02/07/2025 | ||
| 04/26/2024 |
Red Flags
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