Luke S. Mason

S.A. MASON

Holland, MI 49423

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CRD#: 7382364

Professional summary

Luke Samuel Mason is a registered financial advisor currently at S.A. MASON, LLC located in Holland, Michigan.

Luke is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Luke has worked at 2 firms and has passed the Series 65, Series 63, Series 86, Series 87, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke Samuel Mason's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2026 - Present

S.A. MASON, LLC

Office #1: 170 College Avenue Suite 260, Holland, MI 49423

RIA

CRD#: 151440

Holland, MI

Past

November 22, 2021 - January 5, 2026

CLEVELAND RESEARCH COMPANY LLC

CRD#: 142230

CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

S.A. MASON, LLC

MANAGEQUITY | S.A. MASON, LLC | MASON PRIVATE ASSET MANAGEMENT, LLC | MASON PRIVATE ASSET MANAGEMENT | MASON CAPITAL MANAGEMENT, LLC

CRD#: 151440 / SEC#: 801-70548

RIA

Registered Investment Advisory firm - (9/16/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/9/2026)

IAR

Florida
(1/15/2026)

IAR

Illinois
(1/9/2026)

IAR

Michigan
(1/9/2026)

IAR

Texas
(1/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/8/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/14/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 86

Date: 1/31/2022

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 1/14/2022

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7TO

Date: 11/22/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/22/2021

Securities Industry Essentials Examination

Current Firm

S.A. MASON, LLC

MANAGEQUITY | S.A. MASON, LLC | MASON PRIVATE ASSET MANAGEMENT, LLC | MASON PRIVATE ASSET MANAGEMENT | MASON CAPITAL MANAGEMENT, LLC

CRD#: 151440 / SEC#: 801-70548

RIA

Registered Investment Advisory firm - (9/16/2009 Approved)

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Contact information

Main Address

170 College Avenue Suite 260, Holland, MI 49423

Mailing Address

Phone number

(616) 355-3500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2A (3/12/2025)

ADV PART 2B - BRADEN L. PROCTOR (3/12/2025)

ADV FORM 2B (3/12/2025)

Regulatory assets under management

Total Number of Accounts	805
AUM (Assets Under Management)	$ 636,110,522

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Luke S. Mason

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke Samuel Mason's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLEVELAND RESEARCH COMPANY LLC

Primary Firm SEC Registration

S.A. MASON, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/8/2026

Series 63

Date: 12/14/2021

Series 86

Date: 1/31/2022

Series 87

Date: 1/14/2022

Series 7TO

Date: 11/22/2021

SIE

Date: 10/22/2021

Current Firm

S.A. MASON, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

S.A. MASON, LLC

TRUST BUT VERIFY

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