Victor M. Gliva
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Michael Gliva, who also goes by VIctor Gliva, was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 2022. Victor had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2023 - February 21, 2024
MAGNETIC NORTH ADVISORS
July 21, 2022 - February 15, 2024
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/21/2022
General Securities Representative ExaminationCurrent Firm
MAGNETIC NORTH ADVISORS
CRD#: 309628 / SEC#: 801-119662
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,580 |
| AUM (Assets Under Management) | $ 480,759,306 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
