Brandon Apisa

THE GENWEALTH GROUP

Maplewood, NJ 07040

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CRD#: 7382324

Professional summary

Brandon Apisa is a registered financial advisor currently at THE GENWEALTH GROUP, INC. located in Maplewood, New Jersey.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Brandon has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Apisa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 25, 2025 - Present

THE GENWEALTH GROUP, INC.

Office #1: 6 Inwood Place, Maplewood, NJ 07040

RIA

CRD#: 154569

Maplewood, NJ

Past

April 22, 2024 - September 10, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

MORRISTOWN, NJ

Past

April 19, 2024 - September 10, 2025

LPL FINANCIAL LLC

CRD#: 6413

MORRISTOWN, NJ

Past

November 1, 2022 - April 22, 2024

OSAIC FA, INC.

RIA

CRD#: 3978

MORRISTOWN, NJ

Past

October 31, 2022 - April 22, 2024

OSAIC FA, INC.

CRD#: 3978

MORRISTOWN, NJ

Past

February 25, 2022 - September 28, 2022

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

SADDLE BROOK, NJ

Past

February 15, 2022 - September 28, 2022

MML INVESTORS SERVICES, LLC

CRD#: 10409

SADDLE BROOK, NJ

Past

July 1, 2021 - August 30, 2021

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

NEW YORK, NY

Past

June 16, 2021 - August 30, 2021

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE GENWEALTH GROUP, INC.

CRD#: 154569 / SEC#: 801-71876

RIA

Registered Investment Advisory firm - (10/21/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/2/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/16/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/2/2021

Securities Industry Essentials Examination

Current Firm

THE GENWEALTH GROUP, INC.

CRD#: 154569 / SEC#: 801-71876

RIA

Registered Investment Advisory firm - (10/21/2010 Approved)

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Contact information

Main Address

6 Inwood Place, Maplewood, NJ 07040

Mailing Address

Phone number

(973) 761-0400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE GENWEALTH GROUP, INC. ADV 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	261
AUM (Assets Under Management)	$ 483,883,490

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brandon Apisa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Apisa's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC FA, INC.

OSAIC FA, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

THE GENWEALTH GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/2/2021

Series 7TO

Date: 6/16/2021

SIE

Date: 1/2/2021

Current Firm

THE GENWEALTH GROUP, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE GENWEALTH GROUP, INC.

TRUST BUT VERIFY

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