Shane A. Galante

CSG FINANCIAL

Havertown, PA

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CRD#: 7382269

Professional summary

Shane Arthur Galante, who also goes by Shane Galante, is a registered financial advisor currently at CSG FINANCIAL located in Havertown, Pennsylvania.

Shane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Shane has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shane Galante

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Shane Galante is currently a Registered Nurse at the Horsham clinic. This activity is not investment related. The address is 722 E Butler Pike, Ambler, PA 19002. Horsham Clinic is a mental health clinic/hospital. Mr. Galante started at Horsham Clinic February of 2024 and devotes approximately 144 months per month to this activity, 64 of which occur during trading hours. Mr. Galante's duties include taking care of patients, giving medications, and conducting health assessments.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Arthur Galante's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2024 - Present

CSG FINANCIAL

RIA

CRD#: 330894

Havertown, PA

Past

August 10, 2023 - March 22, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

NEWARK, DE

Past

August 10, 2023 - March 22, 2024

CETERA WEALTH SERVICES, LLC

CRD#: 13572

NEWARK, DE

Past

August 26, 2021 - August 10, 2023

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

NEWARK, DE

Past

June 30, 2021 - August 10, 2023

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

NEWARK, DE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(5/23/2024)

IAR

Pennsylvania
(9/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/19/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/29/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/17/2021

Securities Industry Essentials Examination

Current Firm

CSG FINANCIAL

CSG FINANCIAL | CSG FINANCIAL LLC

CRD#: 330894 / SEC#:

Delaware

Registered Investment Advisory firm - (5/23/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (9/10/2024 Approved)

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Contact information

Main Address

3980 North Dupont Highway, Dover, DE 19901

Mailing Address

Phone number

(302) 678-8701

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	68
AUM (Assets Under Management)	$ 5,771,289

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shane A. Galante

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Arthur Galante's CRS (Customer Relationship Summary).

Certified licenses

Experience

CSG FINANCIAL

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/19/2021

Series 7TO

Date: 6/29/2021

SIE

Date: 5/17/2021

Current Firm

CSG FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CSG FINANCIAL

TRUST BUT VERIFY

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