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KC

Kara B. Cooke

MARY & PIP
NEW YORK, NY 10006
Some features on this profile are disabled
CRD#: 7381872
KC

Professional summary

Kara Barbara Cooke is a registered financial advisor currently at MARY & PIP located in New York, New York.

Kara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Kara has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kara Barbara Cooke's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 27, 2026 - Present

MARY & PIP

Office #1: 88 Greenwich Street #509, New York, NY 10006
RIA
CRD#: 338656
NEW YORK, NY
Past

January 26, 2022 - March 30, 2026

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
NEW YORK, NY
Past

November 25, 2021 - March 30, 2026

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(3/27/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/26/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/24/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/28/2021
Securities Industry Essentials Examination

Current Firm

M&
MARY & PIP
MARY & PIP | MARY & PIP INVESTMENTS, LLC | MARY & PIP CO. INC.

CRD#: 338656 / SEC#: 801-134550

RIA
Registered Investment Advisory firm - (11/21/2025 120-Day Approval)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
New York, NY
Mailing Address
447 Broadway 2nd Fl # 223, New York, NY 10013
Phone number
(212) 281-9546
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (9/22/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARY & PIP

CRD#: 338656New York, NY 10006

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