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KC

Kelly N. Carignan

GOLDEN YEARS FINANCIAL
Las Vegas, NV 89128
Some features on this profile are disabled
CRD#: 7381615
KC

Professional summary

Kelly Nadine Carignan, who also goes by Kelly Nadine Carigan, Kelly Nadine Guerrero, is a registered financial advisor currently at GOLDEN YEARS FINANCIAL, LLC located in Las Vegas, Nevada.

Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Kelly has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kelly Nadine Carigan | Kelly Nadine Guerrero

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Nadine Carignan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 5, 2026 - Present

GOLDEN YEARS FINANCIAL, LLC

Office #1: 7201 W Lake Mead Blvd Suite 120, Las Vegas, NV 89128
RIA
CRD#: 286458
Las Vegas, NV
Past

August 20, 2024 - May 5, 2025

MORGAN STANLEY

RIA
CRD#: 149777
Boston, MA
Past

August 20, 2024 - May 5, 2025

MORGAN STANLEY

BD
CRD#: 149777
Boston, MA
Past

May 27, 2022 - July 16, 2024

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Boston, MA
Past

January 6, 2022 - July 16, 2024

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Boston, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Nevada
(2/5/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/27/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/6/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/24/2021
Securities Industry Essentials Examination

Current Firm

GY
GOLDEN YEARS FINANCIAL, LLC
GOLDEN YEARS FINANCIAL, LLC

CRD#: 286458 / SEC#:

Nevada
Registered Investment Advisory firm - (5/5/2017 Approved)
PREMIUM
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Contact information

Main Address
7201 W Lake Mead Blvd Suite 120, Las Vegas, NV 89128
Mailing Address
Phone number
(702) 258-4455
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts279
AUM (Assets Under Management)$ 40,010,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GOLDEN YEARS FINANCIAL, LLC

CRD#: 286458Las Vegas, NV 89128

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