Kelly N. Carignan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kelly Nadine Carignan, who also goes by Kelly Nadine Carigan, Kelly Nadine Guerrero, was a registered financial professional .
Kelly is a previously registered financial professional and started their career in finance in 2022. Kelly had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2026 - April 17, 2026
GOLDEN YEARS FINANCIAL, LLC
August 20, 2024 - May 5, 2025
MORGAN STANLEY
August 20, 2024 - May 5, 2025
MORGAN STANLEY
May 27, 2022 - July 16, 2024
CHARLES SCHWAB & CO., INC.
January 6, 2022 - July 16, 2024
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/6/2022
General Securities Representative ExaminationCurrent Firm
GOLDEN YEARS FINANCIAL, LLC
CRD#: 286458 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 279 |
| AUM (Assets Under Management) | $ 40,010,000 |
Red Flags
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