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TW

Tamara L. Williams

MURRAY SECURITIES
Tyler, TX 75701
Some features on this profile are disabled
CRD#: 7381513
TW

Professional summary


Tamara Leann Williams, who also goes by Tamara Leann Gage, Tammy Williams, is a registered financial professional currently at MURRAY SECURITIES, INC. located in Tyler, Texas.

Tamara is registered as a RR (Registered Representative) and started their career in finance in 2021. Tamara has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Tamara Leann Gage | Tammy Williams

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Tamara Leann Williams's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 7, 2021 - Present

MURRAY SECURITIES, INC.

Office #1: 909 Ese Loop 323, Suite 200, Tyler, TX 75701
RIA
BD
CRD#: 142783
Tyler, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(7/2/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 7/2/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/24/2021
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


MS
MURRAY SECURITIES, INC.
MURRAY SECURITIES, INC | MURRAY SECURITIES, INC.

CRD#: 142783 / SEC#: , 8-67488

Texas
Registered Investment Advisory firm - SEC (7/25/2017 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
909 Ese Loop 323, Suite 200, Tyler, TX 75701
Mailing Address
909 Ese Loop 323, Suite 200, Tyler, TX 75701
Phone number
(903) 561-5588
Established
Texas since 10/13/2006
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
3

FINRA licenses (5 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
MURRAY, GARY VONNPRESIDENT/CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER709064

Regulatory assets under management


Total Number of Accounts55
AUM (Assets Under Management)$ 75,000,000

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MURRAY SECURITIES, INC.

CRD#: 142783Tyler, TX 75701

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