Tamara Leann Williams
Professional Summary
Tamara Leann Williams, who also goes by Tamara Leann Gage, Tammy Williams, is a registered financial advisor currently at MURRAY SECURITIES, INC. located in Tyler, Texas. Tamara is registered as a RR (Registered Representative) and started their career in finance in 2021. Tamara has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tamara Leann Gage, Tammy Williams
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
5 years in the financial services industry
Current & Past Employments
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Current Firm
MURRAY SECURITIES, INC | MURRAY SECURITIES, INC.
Contact Information
Main Address
909 Ese Loop 323, Suite 200, Tyler, TX 75701Mailing Address
909 Ese Loop 323, Suite 200, Tyler, TX 75701Phone Number
(903) 561-5588Established
Texas since 10/13/2006Firm Type
CorporationFiscal Year End
SeptemberFirm Size
Small# of Employees
4SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
FINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MURRAY, GARY VONN | PRESIDENT/CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | 709064 |
Regulatory Assets Under Management
Total Number of Accounts
49AUM (Assets Under Management)
$116,646,361Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
MURRAY SECURITIES, INC | MURRAY SECURITIES, INC.
State Registrations and Notice Filings
(7/2/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Tamara Leann Williams's CRS (Customer Relationship Summary).
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