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KM

Karen M. Maricle

CALAMAR FINANCIAL GROUP
West Seneca, NY 14224
Some features on this profile are disabled
CRD#: 7381431
KM

Professional summary

Karen Marie Maricle, who also goes by Karen Marie Aumuller, Karen Maricle, is a registered financial professional currently at CALAMAR FINANCIAL GROUP, LLC located in West Seneca, New York.

Karen is registered as a RR (Registered Representative) and started their career in finance in 2021. Karen has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Karen Marie Aumuller | Karen Maricle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Karen Marie Maricle's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 1, 2021 - Present

CALAMAR FINANCIAL GROUP, LLC

Office #1: 3625 Seneca St, West Seneca, NY 14224
BD
CRD#: 283992
West Seneca, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(10/22/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 10/22/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/1/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/19/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CF
CALAMAR FINANCIAL GROUP, LLC
CALAMAR FINANCIAL GROUP, LLC

CRD#: 283992 / SEC#: , 8-69777

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
40 John Glenn Drive, Amherst, NY 14228
Mailing Address
40 John Glenn Drive, Amherst, NY 14228
Phone number
(716) 693-0006
Established
Delaware since 02/02/2016
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CALAMAR CAPITAL NETWORK LLCMANAGING MEMBER
ATTANASIO, ELIZABETH MARIEFINOP5325007
INGRAHAM, FRANK TODDCHIEF COMPLIANCE OFFICER2918519
WOJCIECHOWSKI, DAMON STEPHENPRESIDENT,MANAGING PARTNER, GSP #12099699

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CALAMAR FINANCIAL GROUP, LLC

CRD#: 283992West Seneca, NY 14224

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