Lynn Mccaffery
Professional Summary
Lynn Mccaffery is a registered financial advisor currently at ABD RETIREMENT SERVICES, INC. located in Ewing, Virginia. Lynn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Lynn has worked at 1 firm and has passed the Series 65, Series 63, Series 6TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
5 years in the financial services industry
Current & Past Employments
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Current Firm
ABD RETIREMENT SERVICES, INC. | WILLIS TOWERS WATSON ("WTW") | NEWFRONT RETIREMENT SERVICES, INC.
Contact Information
Main Address
777 Mariners Island Blvd Suite 250, San Mateo, CA 94404Phone Number
(415) 754-3635Established
California since 06/28/2012Firm Type
CorporationFiscal Year End
December# of Employees
30SEC notice filing (17 States and Territories)
Registered to provide investment advisory services in 17 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
106AUM (Assets Under Management)
$1,038,896,040Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ABD RETIREMENT SERVICES, INC. | WILLIS TOWERS WATSON ("WTW") | NEWFRONT RETIREMENT SERVICES, INC.
State Registrations and Notice Filings
(11/12/2024)
(8/19/2021)
(10/19/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2021About the Series 6TO examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Lynn Mccaffery's CRS (Customer Relationship Summary).
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