Christopher David Fovel
Professional Summary
Christopher David Fovel is a registered financial advisor currently at LPL FINANCIAL LLC located in Rochester, New York and ESL INVESTMENT SERVICES, LLC located in Rochester, New York. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2021. Christopher has worked at 2 firms and has passed the Series 63, Series 7TO, Series 6TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
7 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
ESL INVESTMENT SERVICES, LLC
Contact Information
Main Address
225 Chestnut Street, Rochester, NY 14604Mailing Address
225 Chestnut Street, Rochester, NY 14604Phone Number
(585) 339-4475Established
New York since 04/24/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/30/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 2021About the Series 6TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher David Fovel's CRS (Customer Relationship Summary).
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