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Aaron L. Davis

N.I.S. FINANCIAL SERVICES
Kansas City, MO 64106
Some features on this profile are disabled
CRD#: 7380362
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Professional summary

Aaron L Davis, who also goes by Aaron Lewis Woods, is a registered financial professional currently at N.I.S. FINANCIAL SERVICES, INC. located in Kansas City, Missouri.

Aaron is registered as a RR (Registered Representative) and started their career in finance in 2022. Aaron has worked at 1 firm and has passed the Series 6TO, SIE and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Aaron Lewis Woods

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aaron L Davis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 28, 2022 - Present

N.I.S. FINANCIAL SERVICES, INC.

Office #1: 500 East 9th St., Kansas City, MO 64106
BD
CRD#: 5361
Kansas City, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 6TO
Date: 2/28/2022
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/15/2021
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 26
Date: 9/1/2022
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NF
N.I.S. FINANCIAL SERVICES, INC.
I.C.H. FINANCIAL SERVICES, INC. | N.I.S. FINANCIAL SERVICES, INC.

CRD#: 5361 / SEC#: , 8-15919

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
500 East 9th St., Kansas City, MO 64106
Mailing Address
P. O. Box 219103, Kansas City, MO 64121-9103
Phone number
(816) 842-8685
Established
Missouri since 02/04/1970
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (30 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AMERICO FINANCIAL LIFE AND ANNUITY INSURANCE COMPANYPARENT OF BROKER/DEALER
BURKHOLDER, JONATHAN BCEO & DIRECTOR5841348
MELTON, DAVID RAYSECRETARY & DIRECTOR2912115
SALYER, MICHELLE RENEEPRESIDENT CCO AND DIRECTOR1413146

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

N.I.S. FINANCIAL SERVICES, INC.

CRD#: 5361Kansas City, MO 64106

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