Katelyn D. Dunstan

VESTIA PERSONAL WEALTH ADVISORS

NASHVILLE, TN 37215

Some features on this profile are disabled

CRD#: 7380052

Professional summary

Katelyn Deere Dunstan is a registered financial advisor currently at VESTIA PERSONAL WEALTH ADVISORS located in Nashville, Tennessee and AUSDAL FINANCIAL PARTNERS, INC. located in Nashville, Tennessee.

Katelyn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Katelyn has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katelyn Deere Dunstan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 12, 2024 - Present

VESTIA PERSONAL WEALTH ADVISORS

Office #1: 3811 Bedford Ave Suite 206, Nashville, TN 37215

RIA

CRD#: 290565

NASHVILLE, TN

Current

August 6, 2024 - Present

AUSDAL FINANCIAL PARTNERS, INC.

Office #1: 3811 Bedford Ave., Suite 206, Nashville, TN 37215

RIA

CRD#: 7995

Nashville, TN

Past

November 20, 2023 - June 3, 2024

TAYLOR SECURITIES, INC.

RIA

CRD#: 17575

BRENTWOOD, TN

Past

November 28, 2022 - June 3, 2024

TAYLOR SECURITIES, INC.

CRD#: 17575

BRENTWOOD, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VESTIA PERSONAL WEALTH ADVISORS

CRD#: 290565 / SEC#: 801-112175

RIA

Registered Investment Advisory firm - (12/13/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Tennessee
(6/12/2024)

Tennessee
(8/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/16/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/6/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/28/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/7/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

VESTIA PERSONAL WEALTH ADVISORS

CRD#: 290565 / SEC#: 801-112175

RIA

Registered Investment Advisory firm - (12/13/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

9121 Illinois Road Suite 51, Fort Wayne, IN 46804

Mailing Address

Phone number

(877) 669-1126

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VESTIA PERSONAL WEALTH ADVISORS FORM ADV PART 2A - 20190530 (3/28/2025)

VESTIA RETIREMENT CONSULTANTS FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	3,829
AUM (Assets Under Management)	$ 827,349,846

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/22/2024	Cover Page	Report
10/30/2024	Cover Page	Report
02/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Thomas Ennis

TRUIST ADVISORY SERVICES, INC.

IAR

SUITE 620, TN

James Parker

MORGAN STANLEY

IAR

Franklin, TN

Steven Glasgow

GLOBAL RETIREMENT PARTNERS LLC

IAR

Nashville, TN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Katelyn D. Dunstan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katelyn Deere Dunstan's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUSDAL FINANCIAL PARTNERS, INC.

TAYLOR SECURITIES, INC.

TAYLOR SECURITIES, INC.

Primary Firm SEC Registration

VESTIA PERSONAL WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/16/2023

Series 63

Date: 3/6/2023

Series 7TO

Date: 11/28/2022

SIE

Date: 7/7/2022

FINRA

Current Firm

VESTIA PERSONAL WEALTH ADVISORS

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VESTIA PERSONAL WEALTH ADVISORS

TRUST BUT VERIFY

Similar Advisors