OH
Otto E. Hueppi
SWISS AMERICAN ADVISORS LTD.
Zuerich, 8008
Some features on this profile are disabled
CRD#: 7379635
OH
Professional summary
Otto Emil Hueppi, who also goes by Otto Hueppi, is a registered financial advisor currently at SWISS AMERICAN ADVISORS LTD. .
Otto is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Otto has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Otto Hueppi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Otto Emil Hueppi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 28, 2021 - Present
SWISS AMERICAN ADVISORS LTD.
Office #1: Bellerivestrasse 67, Zuerich 8008RIA
CRD#: 152531
Zuerich,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SWISS AMERICAN ADVISORS LTD.
SALLFORT ADVISORS LTD. | SWISS AMERICAN ADVISORS LTD.
CRD#: 152531 / SEC#: 801-71175
RIA
Registered Investment Advisory firm - (3/8/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(9/28/2021)
Exams
Current Firm
SA
SWISS AMERICAN ADVISORS LTD.
SALLFORT ADVISORS LTD. | SWISS AMERICAN ADVISORS LTD.
CRD#: 152531 / SEC#: 801-71175
RIA
Registered Investment Advisory firm - (3/8/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Bellerivestrasse 67, Zuerich 8008
Mailing Address
Phone number
011 41 43 888 6425
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Documents
Red Flags
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