SS
Sarah A. Sunde
THRIVENT INVESTMENT MANAGEMENT
Harrisonburg, VA 22801
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CRD#: 7379280
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Professional summary
Sarah A Sunde is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Harrisonburg, Virginia.
Sarah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Sarah has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HARRISONBURG EDUCATION FOUNDATION POSITION: Board Member NATURE: Harrisonburg Education Foundation enhances connections between our community and Harrisonburg City Public Schools to support engaging learning experiences, educator appreciation, and student scholarships. The purpose of this board is to be an ambassador to the community for the Education Foundation to attend events (sip and learns, Halloween activity on the square, teacher appreciation, etc.) and to offer ideas and feedback to generate awareness and interest in the foundations work. They meet monthly for an hour in the following months: August - May and you serve on a committee based and meet as needed. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 08/11/2025 ADDRESS: 1 Court Square, Harrisonburg VA 22802, United States DESCRIPTION: Be an ambassador to the community for HEF. Brainstorm ways to enhance the student, staff, and teach experience in the Harrisonburg City Schools. Attend events SHENANDOAH VALLEY CHILDREN'S CHOIR BOARD POSITION: Board Member NATURE: SVCC nurtures young people by developing excellent musicianship, creating artistic choral performances, and fostering meaningful relationships.The Board assists SVCC staff in fulfilling its mission.The Board monitors andevaluates programs, gives voice to underserved segments of the community, supports fundraising efforts, and brings issuesof community or parent concern to the attention of the SVCC staff.? INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/30/2022 ADDRESS: 1111 College Ave, Harrisonburg VA 22802, United States DESCRIPTION: - Determine policies and priorities for the organization (in consultation with the staff) -Provide leadership, advice, and direction.- Serve and actively particpate on committees MUHLENBERG CHURCH TREASURER POSITION: Treasurer NATURE: Muhlenberg is an ELCA Lutheran Church committed to being wellspring of God's grace. I a member and serve as the Treasurer as a non-voting member of council. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2022 ADDRESS: 281 East Market St, Harrisonburg VA 22801, United States DESCRIPTION: I manage and present the budget to the congregation. I co-sign checks with a MLC Trustee. Work with MLC Ministry Committees to understand their financial needs, keep the Church Council abreast of the financial picture, present the annual Ministry Spending Plan to the congregation, and prepare and present the annual Ministry Spending Plan Review. Serve as a non-voting member of council and serve on executive committee.
CRS (Client Relationship Summary) - RIA
Click below to view Sarah A Sunde's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Sarah A Sunde's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 19, 2022 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 31 N. Federal St., Harrisonburg, VA 22801Office #2: 25 N Liberty St., Harrisonburg, VA 22802RIA
BD
CRD#: 18387
Harrisonburg, VA
Current
June 21, 2022 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 25 N Liberty St., Harrisonburg, VA 22802RIA
BD
CRD#: 18387
Harrisonburg, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Pennsylvania(5/8/2024)
RR
South Carolina(5/16/2025)
RR
Virginia(9/19/2022)
IAR
Virginia(9/19/2022)
RR
West Virginia(8/13/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/21/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Harrisonburg, VA 22801TRUST BUT VERIFY
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