CM
Cameron M. Mathis
MATHIS WEALTH MANAGEMENT
Phoenix, AZ 85020
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CRD#: 7379031
CM
Professional summary
Cameron Maxwell Mathis is a registered financial advisor currently at MATHIS WEALTH MANAGEMENT located in Phoenix, Arizona and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Phoenix, Arizona.
Cameron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Cameron has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) LARRY MATHIS FINANCIAL PLANNING LLC - VP-Wealth Management and Financial Advisor - REGISTERED INVESTMENT ADVISOR - PHOENIX, AZ - SINCE 08/2021 - INVESTMENT RELATED 2.) MATHIS PUBLIC SAFETY - FINANCIAL ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - PHOENIX, AZ - SINCE 09/2021 - INVESTMENT RELATED 3.) MATHIS WEALTH MANAGEMENT - FINANCIAL ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - PHOENIX, AZ - SINCE 12/2021 - INVESTMENT RELATED 4.) CAMERON MATHIS - INSURANCE AGENT - NON-VARIABLE INSURANCE - PHOENIX, AZ - SINCE 06/2021 - INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Cameron Maxwell Mathis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 27, 2021 - Present
MATHIS WEALTH MANAGEMENT
Office #1: 7210 N 16th Street, Phoenix, AZ 85020RIA
CRD#: 172858
Phoenix, AZ
Current
October 19, 2021 - Present
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Office #1: 7210 N 16th St Ste A, Phoenix, AZ 85020RIA
BD
CRD#: 20804
Phoenix, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MATHIS WEALTH MANAGEMENT
LARRY MATHIS FINANCIAL PLANNING, L.L.C. | MATHIS WEALTH MANAGEMENT | MATHIS PUBLIC SAFETY RETIREMENT
CRD#: 172858 / SEC#: 801-128560
RIA
Registered Investment Advisory firm - (8/11/2023 Approved)Arizona
Registered Investment Advisory firm - (8/15/2023 Terminated)Texas
Registered Investment Advisory firm - (8/15/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(8/27/2021)
RR
Arizona(11/18/2021)
RR
California(10/11/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/18/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MW
MATHIS WEALTH MANAGEMENT
LARRY MATHIS FINANCIAL PLANNING, L.L.C. | MATHIS WEALTH MANAGEMENT | MATHIS PUBLIC SAFETY RETIREMENT
CRD#: 172858 / SEC#: 801-128560
RIA
Registered Investment Advisory firm - (8/11/2023 Approved)Arizona
Registered Investment Advisory firm - (8/15/2023 Terminated)Texas
Registered Investment Advisory firm - (8/15/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7210 N 16th Street, Phoenix, AZ 85020
Mailing Address
Phone number
(602) 393-0501
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 691 |
| AUM (Assets Under Management) | $ 183,072,921 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
