Tyler R. Wyss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tyler Richard Wyss, who also goes by Ty Wyss, was a registered financial professional .
Tyler is a previously registered financial professional and started their career in finance in 2021. Tyler had worked at 2 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2023 - July 31, 2026
HOWARD BAILEY SECURITIES, LLC
November 5, 2021 - June 28, 2023
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
HOWARD BAILEY SECURITIES, LLC
CRD#: 282712 / SEC#: 801-114636
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/5/2021
General Securities Representative ExaminationCurrent Firm
HOWARD BAILEY SECURITIES, LLC
CRD#: 282712 / SEC#: 801-114636
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,793 |
| AUM (Assets Under Management) | $ 484,882,228 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
