Nicholas R. Pirrotta
Professional summary
Nicholas Ralph Pirrotta, who also goes by Nicholas Pirrotta, is a registered financial advisor currently at CITIZENS PRIVATE WEALTH located in Tarrytown, New York and CITIZENS SECURITIES, INC. located in Tarrytown, New York.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Nicholas has worked at 2 firms and has passed the Series 63 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Ralph Pirrotta's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2021 - Present
CITIZENS PRIVATE WEALTH
Office #1: 520 White Plains Road 3rd Floor, Tarrytown, NY 10591March 18, 2025 - Present
CITIZENS SECURITIES, INC.
Office #1: 520 White Plains Rd 3rd Floor, Tarrytown, NY 10591Primary Firm SEC Registration
CITIZENS PRIVATE WEALTH
CRD#: 106743 / SEC#: 801-40835
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/14/2021)
(5/14/2021)
Exams
Current Firm
CITIZENS PRIVATE WEALTH
CRD#: 106743 / SEC#: 801-40835
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,846 |
| AUM (Assets Under Management) | $ 12,182,945,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 07/28/2023 | ||
| 10/28/2022 |
Red Flags
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