RK
Raymond E. Kramer
WEALTHSPIRE ADVISORS
Boca Raton, FL 33432
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CRD#: 7378458
RK
Professional summary
Raymond Edward Kramer, who also goes by Raymond Edward Kramer IV, is a registered financial advisor currently at WEALTHSPIRE ADVISORS located in Boca Raton, Florida.
Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Raymond has worked at 3 firms and has passed the Series 65, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Raymond Edward Kramer Iv
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Florida Financial Advisors. Investment Related. Miami, FL 33132. Nature of Business: RIA. Position: Financial Consultant. Start Date: 05/2021. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Advisors. Not Investment Related. Miami, FL 33132.Nature of Business: Fixed Insurance Sales. 05/2021. Hours per Month: 10 hours during trading. Duties: fixed insurance sales oTrinity Wealth Securities. Investment Related. Miami, FL 33132. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 11/2021. Hours per Month: 160. Hours per Month During Trading Hours: 160. Securities Related Activities.
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Edward Kramer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 6, 2024 - Present
WEALTHSPIRE ADVISORS
Office #1: 150 East Palmetto Park Road Suite 800, Boca Raton, FL 33432RIA
CRD#: 147592
Boca Raton, FL
Past
November 19, 2021 - December 4, 2023
TRINITY WEALTH SECURITIES, L.L.C.
BD
CRD#: 104348
Miami, FL
Past
May 21, 2021 - December 4, 2023
FLORIDA FINANCIAL ADVISORS, LLC
RIA
CRD#: 288811
Coral Gables, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEALTHSPIRE ADVISORS
GM ADVISORY GROUP, INC. | WEALTHSPIRE ADVISORS | GMAG DIVERSIFIED FUND GP, LLC | GM ADVISORY GROUP, LLC
CRD#: 147592 / SEC#: 801-69418
RIA
Registered Investment Advisory firm - (7/29/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/6/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 11/18/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
WA
WEALTHSPIRE ADVISORS
GM ADVISORY GROUP, INC. | WEALTHSPIRE ADVISORS | GMAG DIVERSIFIED FUND GP, LLC | GM ADVISORY GROUP, LLC
CRD#: 147592 / SEC#: 801-69418
RIA
Registered Investment Advisory firm - (7/29/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
400 Broadhollow Road Suite 301, Melville, NY 11747
Mailing Address
Phone number
(631) 227-3900
Established
Firm type
Fiscal year end
# of Employees
46
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 743 |
| AUM (Assets Under Management) | $ 3,682,831,523 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/01/2025 | ||
| 09/05/2024 | ||
| 11/07/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
WEALTHSPIRE ADVISORS
CRD#: 147592Boca Raton, FL 33432TRUST BUT VERIFY
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