BB
Brian K. Box
RETIREMENT PLAN ADVISORS
Frisco, TX 75034
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CRD#: 7377982
BB
Professional summary
Brian Keith Box is a registered financial advisor currently at RETIREMENT PLAN ADVISORS, LLC located in Frisco, Texas.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Brian has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Lamb of God Lutheran Church (Non-Investment Related) - 1401 Cross Timbers Road, Flower Mound, Texas 75028 - Religious, Tax-Exempt Organization - Member, Board of Elders - Member since 2004 - 5-8 hours per month; no hours during securities trading hours - As Elder, assist the Pastor(s) with care, well being, and spiritual growth of assigned members of the congregation. Work with Pastor(s), staff, and Board of Elders to make recommendations on the conduct of worship services as related to spiritual content, doctrinal conduct, and facility safety. (2) PHI Air Medical; Non Investment Related; September 7, 2021; 2800 N. 44th Street Suite 800 Phoenix, AZ 85008; Helicopter Air Ambulance Provider; Pilot; 160 hrs/mo; 40 hrs/mo during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Keith Box's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 1, 2023 - Present
RETIREMENT PLAN ADVISORS, LLC
Office #1: 6371 Preston Rd. #150, Frisco, TX 75034RIA
CRD#: 122758
Frisco, TX
Past
May 24, 2021 - March 1, 2023
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
Frisco, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RP
RETIREMENT PLAN ADVISORS, LLC
RETIREMENT PLAN ADVISORS, LLC
CRD#: 122758 / SEC#: 801-63261
RIA
Registered Investment Advisory firm - (7/14/2004 Approved)Arizona
Registered Investment Advisory firm - (8/2/2004 Terminated)Colorado
Registered Investment Advisory firm - (10/13/2006 Terminated)Iowa
Registered Investment Advisory firm - (8/2/2004 Terminated)Louisiana
Registered Investment Advisory firm - (2/11/2005 Terminated)Missouri
Registered Investment Advisory firm - (8/2/2004 Terminated)Nevada
Registered Investment Advisory firm - (8/2/2004 Terminated)Texas
Registered Investment Advisory firm - (7/28/2004 Terminated)Wisconsin
Registered Investment Advisory firm - (2/11/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/1/2023)
Current Firm
RP
RETIREMENT PLAN ADVISORS, LLC
RETIREMENT PLAN ADVISORS, LLC
CRD#: 122758 / SEC#: 801-63261
RIA
Registered Investment Advisory firm - (7/14/2004 Approved)Arizona
Registered Investment Advisory firm - (8/2/2004 Terminated)Colorado
Registered Investment Advisory firm - (10/13/2006 Terminated)Iowa
Registered Investment Advisory firm - (8/2/2004 Terminated)Louisiana
Registered Investment Advisory firm - (2/11/2005 Terminated)Missouri
Registered Investment Advisory firm - (8/2/2004 Terminated)Nevada
Registered Investment Advisory firm - (8/2/2004 Terminated)Texas
Registered Investment Advisory firm - (7/28/2004 Terminated)Wisconsin
Registered Investment Advisory firm - (2/11/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
29 E. Madison St. Suite 500, Chicago, IL 60602-3205
Mailing Address
Phone number
(312) 701-1100
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,148 |
| AUM (Assets Under Management) | $ 1,882,191,054 |
Red Flags
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Company Information
RETIREMENT PLAN ADVISORS, LLC
CRD#: 122758Frisco, TX 75034TRUST BUT VERIFY
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