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Stephen J. Smitley
NATIONAL INVESTMENT SERVICES OF AMERICA
Milwaukee, WI 53202
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CRD#: 7377770
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Professional summary
Stephen Joseph Smitley is a registered financial advisor currently at NATIONAL INVESTMENT SERVICES OF AMERICA, LLC located in Milwaukee, Wisconsin.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Stephen has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Smitley is the sole owner of FernRiver Enterprises LLC DBA Strong Liquor and Wine located in Hopkins, MN. He is involved in accounting, banking, payroll and website maintenence, which is not done during NIS's business hours. Mr. Smitley is an owner of a residential rental property located in Edina, MN. He does not devote any time to this during NIS's bussiness hours. Mr. Smitley is a member and passive equity investor in Proximus Tequila, which is located in Denver, CO.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Joseph Smitley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 16, 2021 - Present
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
Office #1: 777 East Wisconsin Avenue, Suite 2350, Milwaukee, WI 53202RIA
CRD#: 307169
Milwaukee, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NI
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
NATIONAL INVESTMENT SERVICES | NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
CRD#: 307169 / SEC#: 801-118132
RIA
Registered Investment Advisory firm - (2/26/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(8/16/2021)
Current Firm
NI
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
NATIONAL INVESTMENT SERVICES | NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
CRD#: 307169 / SEC#: 801-118132
RIA
Registered Investment Advisory firm - (2/26/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
777 East Wisconsin Avenue, Suite 2350, Milwaukee, WI 53202
Mailing Address
Phone number
(414) 765-1980
Established
Firm type
Fiscal year end
# of Employees
37
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 342 |
| AUM (Assets Under Management) | $ 12,910,404,000 |
Red Flags
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Company Information
NATIONAL INVESTMENT SERVICES OF AMERICA, LLC
CRD#: 307169Milwaukee, WI 53202TRUST BUT VERIFY
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