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Callie M. Roper

GREENWOOD CAPITAL ASSOCIATES
Greenville, SC 29601
Some features on this profile are disabled
CRD#: 7377436
CR

Professional summary

Callie Mariah Roper, who also goes by Callie M Bradshaw, Callie Mariah Bradshaw, is a registered financial advisor currently at GREENWOOD CAPITAL ASSOCIATES, LLC located in Greenville, South Carolina.

Callie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Callie has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Callie M Bradshaw | Callie Mariah Bradshaw

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Callie Mariah Roper's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 24, 2023 - Present

GREENWOOD CAPITAL ASSOCIATES, LLC

Office #1: 201 W. Mcbee Avenue, Greenville, SC 29601
RIA
CRD#: 115015
Greenville, SC
Past

September 24, 2021 - August 26, 2022

E*TRADE SECURITIES LLC

BD
CRD#: 29106
JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GREENWOOD CAPITAL ASSOCIATES, LLC
GCA | GREENWOOD CAPITAL ASSOCIATES, LLC | GREENWOOD CAPITAL | GCA WEALTH | GCA INVESTMENTS

CRD#: 115015 / SEC#: 801-60493

RIA
Registered Investment Advisory firm - (9/5/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
South Carolina
(8/24/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/14/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/8/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/24/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/15/2021
Securities Industry Essentials Examination

Current Firm

GC
GREENWOOD CAPITAL ASSOCIATES, LLC
GCA | GREENWOOD CAPITAL ASSOCIATES, LLC | GREENWOOD CAPITAL | GCA WEALTH | GCA INVESTMENTS

CRD#: 115015 / SEC#: 801-60493

RIA
Registered Investment Advisory firm - (9/5/2001 Approved)
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Contact information

Main Address
425 Main Street Suite 100, Greenwood, SC 29646-2741
Mailing Address
Post Office Box 3181, Greenwood, SC 29648-3181
Phone number
(864) 941-4049
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2025_8_4 FORM ADV 2A AND 2B (8/4/2025)

Regulatory assets under management

Total Number of Accounts706
AUM (Assets Under Management)$ 1,668,008,480

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREENWOOD CAPITAL ASSOCIATES, LLC

CRD#: 115015Greenville, SC 29601

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