ST
Sean Toohey
ALPINE PRIVATE WEALTH
Saint Louis, MO 63105
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CRD#: 7377414
ST
Professional summary
Sean Toohey is a registered financial advisor currently at ALPINE PRIVATE WEALTH located in Saint Louis, Missouri.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Sean has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CO-OP INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/13/2021 ADDRESS: 12250 El Camino Real, Suite 160, San Diego CA 92130, United States DESCRIPTION: RFC advisors use Co-Op Insurance services to obtain underwriting for difficult cases RF BROKERAGE POSITION: Agent/Broker NATURE: Health Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/13/2021 ADDRESS: 5700 Oakland Ave, Suite 400, St Louis MO 63110, United States DESCRIPTION: RFC advisors place health insurance coverage for individuals and entities through RF Brokerage.
CRS (Client Relationship Summary) - RIA
Click below to view Sean Toohey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 6, 2024 - Present
ALPINE PRIVATE WEALTH
Office #1: 190 Carondelet Plaza Suite 1300, Saint Louis, MO 63105RIA
CRD#: 286072
Saint Louis, MO
Past
August 10, 2023 - April 9, 2024
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
ST LOUIS, MO
Past
August 10, 2023 - April 9, 2024
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
ST. LOUIS, MO
Past
October 5, 2021 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
ST. LOUIS, MO
Past
July 20, 2021 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
ALPINE PRIVATE WEALTH
ALPINE PRIVATE CAPITAL | ALPINE PRIVATE WEALTH | ALPINE PRIVATE CAPITAL, LLC
CRD#: 286072 / SEC#: 801-108952
RIA
Registered Investment Advisory firm - (1/17/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(6/6/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/20/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
AP
ALPINE PRIVATE WEALTH
ALPINE PRIVATE CAPITAL | ALPINE PRIVATE WEALTH | ALPINE PRIVATE CAPITAL, LLC
CRD#: 286072 / SEC#: 801-108952
RIA
Registered Investment Advisory firm - (1/17/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
190 Carondelet Plaza Suite 1300, Saint Louis, MO 63105
Mailing Address
Phone number
(314) 932-1010
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 279 |
| AUM (Assets Under Management) | $ 1,226,919,954 |
Red Flags
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Company Information
ALPINE PRIVATE WEALTH
CRD#: 286072Saint Louis, MO 63105TRUST BUT VERIFY
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