AZ
Andrew C. Zuch
MDRN CAPITAL
West Chester, PA
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CRD#: 7377311
AZ
Professional summary
Andrew Carl Zuch is a registered financial advisor currently at MDRN CAPITAL located in West Chester, Pennsylvania.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Andrew has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of other business; Rental property owner, Investment Related; no, Address of other business; 56 Old Barn Drive, West Chester, PA 19382, Nature of other business; multi-family rental properties, Position; Personal portfolio manager, Relationship with other business; owner of the properties, Start date; 09/01/1995, Hours/month; 5 hrs/month, Hours devoted during securities trading hours; 0, Duties of position; Manage a personal portfolio of multi-family investment properties. 2) Name of other business; Licensed Insurance Agent, Investment Related; yes, Address of other business; 56 Old Barn Drive, West Chester, PA 19382, Nature of other business; Licensed insurance agent offering clients advice or products from this activity, Position; Insurance agent, Start date; 1/01/2015, Hours/month; 20 hrs/month, Hours devoted during securities trading hours; 0, Duties of position; Identify client needs for protection, tax-free retirement income, legacy planning, and retirement income planning. Then provide best solutions that accomplish client need. 3) Name of other business; ProCapita Partners dba Viquity Asset Management Investment Related; Yes, Address of other business; 1100 East Hector Street, Suite 210, , Conshohocken, PA. 19428, Nature of other business; RIA firm, Position; Investment Advisor Representative, Start date; 06/01/2021, Hours/month; 80 hrs/month, Hours devoted during securities trading hours; 80, Duties of position; Retirement income specialist working to help both retirees and pre-retirees secure their financial futures. Focus primarily on retirement income planning and wealth preservation. 4) Name of other business; Thrivest Legal Funding, Investment Related; Yes, Address of other business; 1100 East Hector Street, Suite 210, , Conshohocken, PA. 19428, Nature of other business; Salaried employee of Thrivest, providing services relating to private placements by Thrivest that are exempt from registration under Section 506(b) of the SEC's Regulation D., Position; Senior Vice President of Investments, Start date; 03/01/2021, Hours/month; 80 hrs/month, Hours devoted during securities trading hours; 80, Duties of position; Work with accredited and institutional investors interested in portfolio diversification thru alternative, income-focused investments. 5) Name of other business: MDRN Capital LLC; Investment Related: Yes; Address of other business: Westchester, PA; Nature of other business: RIA firm; Position: Senior Financial Advisor; Start date: 12/2023; Hours/month; hrs/month, Hours devoted during securities trading hours; 0, Duties of position;
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Carl Zuch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 16, 2024 - Present
MDRN CAPITAL
RIA
CRD#: 325950
West Chester, PA
Past
June 24, 2021 - April 23, 2024
PROCAPITA PARTNERS, LLC
RIA
CRD#: 300292
Conshohocken, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MDRN CAPITAL
MDRN CAPITAL | MDRN CAPITAL, LLC
CRD#: 325950 / SEC#: 801-130784
RIA
Registered Investment Advisory firm - (7/29/2024 Approved)Florida
Registered Investment Advisory firm - (8/21/2024 Terminated)Louisiana
Registered Investment Advisory firm - (9/17/2024 Terminated)Maryland
Registered Investment Advisory firm - (8/26/2024 Terminated)Michigan
Registered Investment Advisory firm - (8/30/2024 Terminated)Missouri
Registered Investment Advisory firm - (8/21/2024 Terminated)North Carolina
Registered Investment Advisory firm - (8/22/2024 Terminated)Ohio
Registered Investment Advisory firm - (8/21/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/21/2024 Terminated)Texas
Registered Investment Advisory firm - (8/21/2024 Terminated)Utah
Registered Investment Advisory firm - (8/21/2024 Terminated)Virginia
Registered Investment Advisory firm - (8/24/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(1/16/2024)
Current Firm
MC
MDRN CAPITAL
MDRN CAPITAL | MDRN CAPITAL, LLC
CRD#: 325950 / SEC#: 801-130784
RIA
Registered Investment Advisory firm - (7/29/2024 Approved)Florida
Registered Investment Advisory firm - (8/21/2024 Terminated)Louisiana
Registered Investment Advisory firm - (9/17/2024 Terminated)Maryland
Registered Investment Advisory firm - (8/26/2024 Terminated)Michigan
Registered Investment Advisory firm - (8/30/2024 Terminated)Missouri
Registered Investment Advisory firm - (8/21/2024 Terminated)North Carolina
Registered Investment Advisory firm - (8/22/2024 Terminated)Ohio
Registered Investment Advisory firm - (8/21/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/21/2024 Terminated)Texas
Registered Investment Advisory firm - (8/21/2024 Terminated)Utah
Registered Investment Advisory firm - (8/21/2024 Terminated)Virginia
Registered Investment Advisory firm - (8/24/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1997 Annapolis Exchange Parkway Suite 300, Annapolis, MD 21401
Mailing Address
Phone number
(410) 533-9966
Established
Firm type
Fiscal year end
# of Employees
31
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 978 |
| AUM (Assets Under Management) | $ 160,866,017 |
Red Flags
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