Byron D. Johns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Byron D Johns, who also goes by Byron Johns, was a registered financial professional .
Byron is a previously registered financial professional and started their career in finance in 2021. Byron had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2023 - August 29, 2023
CEDRUS
December 20, 2021 - November 16, 2022
EQUITABLE ADVISORS, LLC
August 18, 2021 - November 16, 2022
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 8/18/2021
General Securities Representative ExaminationCurrent Firm
CEDRUS
CRD#: 312878 / SEC#: 801-120443
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,007 |
| AUM (Assets Under Management) | $ 651,135,672 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
