VB
Vernon W. Brewer
VOYA FINANCIAL ADVISORS
PORTLAND, OR 97239
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CRD#: 7376758
VB
Professional summary
Vernon Wade Brewer JR., who also goes by Vernon Wade Brewer Jr, Vernon Wade Brewer, Wade Brewer, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Portland, Oregon.
Vernon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Vernon has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vernon Wade Brewer Jr | Vernon Wade Brewer | Wade Brewer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
VB WINDOWS POSITION: Independent Contractor NATURE: Blind and drape installation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2017 ADDRESS: 165 se 15th Place, Canby OR 97013, United States DESCRIPTION: Visit client homes to measure and install custom drapes and blinds. LEWIS-STEFANI GROUP POSITION: Registered Representative NATURE: (When completed licensing)Working with employees of the City of Portland and Multnomah County on financial plans and saving for retirement. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/09/2023 ADDRESS: 6500 S Macadam Ave Ste 125, Portland OR 97239, United States DESCRIPTION: Meeting with clients, going over financial plans, talking about deferred compensation, and future goals. WADE BREWER POSITION: Independent Insurance Agent NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/19/2024 ADDRESS: 6500 S Macadam Ave Ste 125, Portland OR 97239, United States DESCRIPTION: Sales of fixed insurance products.
CRS (Client Relationship Summary) - RIA
Click below to view Vernon Wade Brewer JR.'s CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Vernon Wade Brewer JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2024 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 6500 S Macadam Avenue Suite 125, Portland, OR 97239RIA
BD
CRD#: 2882
PORTLAND, OR
Current
November 9, 2023 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 6500 S Macadam Avenue Suite 125, Portland, OR 97239RIA
BD
CRD#: 2882
PORTLAND, OR
Past
June 8, 2023 - November 14, 2023
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
VANCOUVER, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oregon(11/9/2023)
IAR
Oregon(1/8/2024)
RR
Washington(11/9/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/8/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
