AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
DD

Dwight D. Dunton

Some features on this profile are disabled
CRD#: 73758
DD

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Dwight Davis Dunton JR, who also goes by Dwight Davis Dunton, was a registered financial professional .

Dwight is a previously registered financial professional and started their career in finance in 1970. Dwight had worked at 5 firms and has passed the Series 3 and Series 1 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Dwight Davis Dunton

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 4, 1996 - December 31, 1997

FIRST POTOMAC INVESTMENT SERVICES, INC.

BD
CRD#: 24066
FALLS CHURCH, VA
Past

June 7, 1989 - December 31, 1993

FIRST POTOMAC INVESTMENT SERVICES, INC.

BD
CRD#: 24066
FALLS CHURCH, VA
Past

April 7, 1988 - June 2, 1989

CAREY JAMISON & COMPANY

BD
CRD#: 14129
Past

December 4, 1984 - December 15, 1987

FIRST POTOMAC SECURITIES CORPORATION

BD
CRD#: 15531
Past

April 27, 1973 - November 7, 1984

VOSS & CO., INC.

BD
CRD#: 6405
Past

February 17, 1970 - September 13, 1971

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 3
Date: 8/22/1985
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 1
Date: 8/18/1961
Registered Representative Examination

Current Firm


FP
FIRST POTOMAC INVESTMENT SERVICES, INC.
FIRST POTOMAC INVESTMENT CORPORATION | FIRST POTOMAC INVESTMENT SERVICES, INC.

CRD#: 24066 / SEC#: , 8-40894

BD
Terminated by SEC on 12/22/2001
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
Mailing Address
Phone number
Established
Virginia since 02/17/1988
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
FIRST POTOMAC TRUSTOWNER
BROTHERS, JAMIE LYNNSECRETARY2709311
HAYNES, CAROLE LEEPRESIDENT, DIRECTOR
MILLARD, HERBERT JOSEPHVICE-PRESIDENT,DIRECTOR817355

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FIRST POTOMAC INVESTMENT SERVICES, INC.

CRD#: 24066

TRUST BUT VERIFY

Monitor Dwight Dunton

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.