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Dwight Davis Dunton Jr

CRD# 73758·Registered 1970 - 1997
Previously Registered: Being a previously registered professional could mean that Dwight is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Dwight Davis Dunton JR, who also goes by Dwight Davis Dunton, was a registered financial advisor. Dwight was a previously registered financial professional and started their career in finance 1970 - 1997. Dwight had worked at 5 firms and has passed the Series 3 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dwight Davis Dunton

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

65 years in the financial services industry

Current & Past Employments

FIRST POTOMAC INVESTMENT SERVICES, INC.·CRD# 24066
BD
Falls Church, VA
January 4, 1996 - December 31, 1997
FIRST POTOMAC INVESTMENT SERVICES, INC.·CRD# 24066
BD
Falls Church, VA
June 7, 1989 - December 31, 1993
CAREY JAMISON & COMPANY·CRD# 14129
BD
April 7, 1988 - June 2, 1989
FIRST POTOMAC SECURITIES CORPORATION·CRD# 15531
BD
December 4, 1984 - December 15, 1987
VOSS & CO., INC.·CRD# 6405
BD
April 27, 1973 - November 7, 1984
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
February 17, 1970 - September 13, 1971

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Current Firm

FP
FIRST POTOMAC INVESTMENT SERVICES, INC.

FIRST POTOMAC INVESTMENT CORPORATION | FIRST POTOMAC INVESTMENT SERVICES, INC.

CRD#: 24066 / SEC#: 8-40894
BD
Terminated by SEC on 12/22/2001

Contact Information

Established

Virginia since 02/17/1988

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FIRST POTOMAC TRUSTOWNER—
BROTHERS, JAMIE LYNNSECRETARY2709311
HAYNES, CAROLE LEEPRESIDENT, DIRECTOR—
MILLARD, HERBERT JOSEPHVICE-PRESIDENT,DIRECTOR817355

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 3 — National Commodity Futures Examination

Passed Aug 1985About the Series 3 exam

Series 1 — Registered Representative Examination

Passed Aug 1961

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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