Yong Ook Park
Professional summary
Yong Ook Park, who also goes by Yong Ook Park, is a registered financial advisor currently at DB ADVISORY AMERICA, LIMITED(LTD) located in New York, New York.
Yong Ook is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Yong Ook has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Yong Ook Park's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 8, 2021 - Present
DB ADVISORY AMERICA, LIMITED(LTD)
Office #1: 551 5th Avenue Suite 1922, New York, NY 10176-1906Primary Firm SEC Registration
DB ADVISORY AMERICA, LIMITED(LTD)
CRD#: 313938 / SEC#: 801-121559
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/8/2021)
(10/8/2021)
Exams
Current Firm
DB ADVISORY AMERICA, LIMITED(LTD)
CRD#: 313938 / SEC#: 801-121559
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 1,092,800,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
