Kathryn Focht
Professional summary
Kathryn Focht, who also goes by Kathryn L Focht, Kathryn Louise Focht, Kathryn L. Pascuzzi, was a registered financial advisor .
Kathryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Kathryn had worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2026 - Present
Office #1: 55 New Street Ste G2, Ephrata, PA 17522
August 24, 2021 - July 1, 2026
PFS INVESTMENTS INC.
June 10, 2021 - July 1, 2026
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/30/2026)
Exams
Series 6TO
Date: 6/10/2021
Investment Company Products/Variable Contracts Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
No current employment
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