NB

Nazariy Blagyy

9D CAPITAL
Forest Hills, NY
Some features on this profile are disabled
CRD#: 7375411
NB

Professional summary


Nazariy Blagyy, who also goes by Nick Banks, is a registered financial advisor currently at 9D CAPITAL LLC located in Forest Hills, New York and 5D PARTNERS LLC located in New York, New York.

Nazariy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Nazariy has worked at 2 firms and has passed the Series 63, Series 65, Series 99TO, Series 79TO, SIE and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Nick Banks

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Nazariy Blagyy's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 6, 2022 - Present

9D CAPITAL LLC

RIA
CRD#: 308524
Forest Hills, NY
Current

October 25, 2021 - Present

5D PARTNERS LLC

Office #1: 535 Fifth Ave 4th Floor, New York, NY 10017
BD
CRD#: 308304
New York, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/14/2025)
RR
New Jersey
(1/14/2025)
IAR
New York
(12/6/2022)
RR
New York
(4/28/2023)

Exams


State Security Law Exam
State Security Law Exam
IAR
Series 65
Date: 12/30/2020
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 9/13/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 10/23/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


9C
9D CAPITAL LLC
9D CAPITAL | THE BANK OF SPORTS | THE BANK OF ARTS | 9D CAPITAL LLC

CRD#: 308524 / SEC#:

New York
Registered Investment Advisory firm - (4/9/2020 Approved)
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Contact information


Main Address
244 5th Ave Ste 1211, New York, NY 10001
Mailing Address
Phone number
(212) 852-0242
Established
Firm type
Fiscal year end
# of Employees
4

Regulatory assets under management


Total Number of Accounts10
AUM (Assets Under Management)$ 9,642,601

Red Flags


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Company Information


9D CAPITAL LLC

CRD#: 308524Forest Hills, NY

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