JA
Jedd Anich
SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC
Cloquet, MN 55720
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CRD#: 7373668
JA
Professional summary
Jedd Anich is a registered financial advisor currently at SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC located in Cloquet, Minnesota.
Jedd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jedd has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of outside business: Bear Valley Financial LLC (Insurance Agent); ADV Category: insurance company or agency; Is the business investment related: Yes; Location of the business: 2575 Bear Valley Dr Carlton MN 55718 USA; Description of the business: Insurance agency. Responsibilities Duties: Selling life insurance.; Start date with business: 2022-10-01; Hours per month devoted to business during trading hours: 15; Hours per month devoted to business outside trading hours: 15; Percentage of total yearly compensation expected to be derived from the business: 5; Will an IRS form for income earned be received: Yes; Contact person at the organization: Dale Anich;
CRS (Client Relationship Summary) - RIA
Click below to view Jedd Anich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 12, 2021 - Present
SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC
Office #1: 105 Arch St, Cloquet, MN 55720RIA
CRD#: 152003
Cloquet, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SR
SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC
SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT | SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC
CRD#: 152003 / SEC#: 801-119587
RIA
Registered Investment Advisory firm - (10/9/2020 Approved)Florida
Registered Investment Advisory firm - (10/12/2020 Terminated)Louisiana
Registered Investment Advisory firm - (12/31/2016 Terminated)Minnesota
Registered Investment Advisory firm - (10/14/2020 Terminated)North Dakota
Registered Investment Advisory firm - (11/19/2015 Terminated)Texas
Registered Investment Advisory firm - (10/12/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (10/12/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(6/12/2021)
Current Firm
SR
SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC
SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT | SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC
CRD#: 152003 / SEC#: 801-119587
RIA
Registered Investment Advisory firm - (10/9/2020 Approved)Florida
Registered Investment Advisory firm - (10/12/2020 Terminated)Louisiana
Registered Investment Advisory firm - (12/31/2016 Terminated)Minnesota
Registered Investment Advisory firm - (10/14/2020 Terminated)North Dakota
Registered Investment Advisory firm - (11/19/2015 Terminated)Texas
Registered Investment Advisory firm - (10/12/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (10/12/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
105 Arch St, Cloquet, MN 55720
Mailing Address
Phone number
(218) 879-3262
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,898 |
| AUM (Assets Under Management) | $ 308,706,394 |
Red Flags
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Company Information
SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC
CRD#: 152003Cloquet, MN 55720TRUST BUT VERIFY
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