Gabriel I. Osio Smith

BRADESCO GLOBAL ADVISORS

Coral Gables, FL 33134

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CRD#: 7373644

Professional summary

Gabriel Ignacio Osio Smith is a registered financial advisor currently at BRADESCO GLOBAL ADVISORS located in Coral Gables, Florida and BRADESCO INVESTMENTS INC. located in Coral Gables, Florida.

Gabriel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Gabriel has worked at 3 firms and has passed the Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of the Business: Bradesco Global Advisor, Investment Related, located at 3011 Ponce de Leon Blvd, PH 1, Coral Gables, FL 33134, Financial Industry, Strategy Associate, Start Date: January, 2024, hours devoted to the other business during trading hours 10 Hours, number of hours devoted during securities trading hours, 10.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gabriel Ignacio Osio Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 2024 - Present

BRADESCO GLOBAL ADVISORS

Office #1: 3011 Ponce De Leon Blvd Ph-1, Coral Gables, FL 33134

RIA

CRD#: 134416

Coral Gables, FL

Current

May 7, 2024 - Present

BRADESCO INVESTMENTS INC.

Office #1: 3011 Ponce De Leon Blvd, Ph1, Coral Gables, FL 33134

CRD#: 19453

Coral Gables, FL

Past

May 10, 2021 - December 31, 2023

LIFEINVEST WEALTH MANAGEMENT, LTD

RIA

CRD#: 146966

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRADESCO GLOBAL ADVISORS

BAC GLOBAL ADVISORS | BRADESCO INVEST US | BRADESCO GLOBAL ADVISORS INC. | BRADESCO GLOBAL ADVISORS | BAC GLOBAL ADVISORS, INC.

CRD#: 134416 / SEC#: 801-123555

RIA

Registered Investment Advisory firm - (3/28/2022 Approved)

Florida

Registered Investment Advisory firm - (3/30/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/7/2024)

IAR

Florida
(5/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/10/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/7/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/5/2024

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

BRADESCO GLOBAL ADVISORS

BAC GLOBAL ADVISORS | BRADESCO INVEST US | BRADESCO GLOBAL ADVISORS INC. | BRADESCO GLOBAL ADVISORS | BAC GLOBAL ADVISORS, INC.

CRD#: 134416 / SEC#: 801-123555

RIA

Registered Investment Advisory firm - (3/28/2022 Approved)

Florida

Registered Investment Advisory firm - (3/30/2022 Terminated)

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Contact information

Main Address

3011 Ponce De Leon Blvd Ph-1, Coral Gables, FL 33134

Mailing Address

Phone number

(305) 523-6536

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRADESCO GLOBAL ADVISORS WRAP FEE PROGRAM (2/19/2025)

BRADESCO GLOBAL ADVISORS INC. (2/19/2025)

Regulatory assets under management

Total Number of Accounts	1,941
AUM (Assets Under Management)	$ 172,709,474

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gabriel I. Osio Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gabriel Ignacio Osio Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRADESCO GLOBAL ADVISORS

BRADESCO INVESTMENTS INC.

LIFEINVEST WEALTH MANAGEMENT, LTD

Primary Firm SEC Registration

BRADESCO GLOBAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 4/10/2021

Series 7TO

Date: 5/7/2024

SIE

Date: 3/5/2024

FINRA

Current Firm

BRADESCO GLOBAL ADVISORS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRADESCO GLOBAL ADVISORS

TRUST BUT VERIFY

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