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Ross M. Thomas

HOWLAND AND ASSOCIATES
Saint Petersburg, FL 33701
Some features on this profile are disabled
CRD#: 7372431
RT

Professional summary

Ross Markham Thomas is a registered financial advisor currently at HOWLAND AND ASSOCIATES, LLC located in Saint Petersburg, Florida.

Ross is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Ross has worked at 1 firm and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross Markham Thomas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 18, 2021 - Present

HOWLAND AND ASSOCIATES, LLC

Office #1: 260 1st Ave S Suite 200-120, Saint Petersburg, FL 33701
RIA
CRD#: 106963
Saint Petersburg, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(5/18/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/22/2021
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/16/2020
Securities Industry Essentials Examination

Current Firm

HA
HOWLAND AND ASSOCIATES, LLC
HOWLAND & ASSOCIATES INC | RICE, HOWLAND ASSET MANAGEMENT LLC | HOWLAND AND ASSOCIATES, LLC

CRD#: 106963 / SEC#: 801-42531

RIA
Registered Investment Advisory firm - (10/10/2012 Terminated)
Florida
Registered Investment Advisory firm - (9/28/2012 Approved)
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Contact information

Main Address
10261 4th Street N., St Petersburg, FL 33716
Mailing Address
Phone number
(813) 333-2900
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts122
AUM (Assets Under Management)$ 95,708,101

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HOWLAND AND ASSOCIATES, LLC

CRD#: 106963Saint Petersburg, FL 33701

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