Jerry R. Sheets
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Richard Sheets, who also goes by J.r. Sheets, was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1981. Jerry had worked at 14 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2017 - December 8, 2017
MML INVESTORS SERVICES, LLC
January 25, 2017 - December 8, 2017
MML INVESTORS SERVICES, LLC
June 24, 2013 - May 28, 2014
MML INVESTORS SERVICES, LLC
January 2, 2013 - April 15, 2016
MML DISTRIBUTORS, LLC
February 27, 2006 - January 2, 2013
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
January 27, 2006 - September 20, 2012
HIMCO DISTRIBUTION SERVICES COMPANY
November 22, 2004 - December 31, 2005
CITISTREET FINANCIAL SERVICES LLC
November 19, 2004 - December 31, 2005
CITISTREET EQUITIES LLC
January 1, 2004 - December 15, 2004
CETERA ADVISORS LLC
May 22, 2003 - January 1, 2004
VESTAX SECURITIES CORPORATION
January 31, 2003 - April 2, 2003
RYAN BECK & CO.
February 15, 2001 - November 18, 2002
PPI EMPLOYEE BENEFITS CORPORATION
May 2, 1990 - October 9, 2000
METROPOLITAN LIFE INSURANCE COMPANY
April 25, 1990 - October 9, 2000
MSI FINANCIAL SERVICES, INC.
August 27, 1985 - April 25, 1990
UR FINANCIAL, INC.
August 5, 1981 - August 15, 1985
METLIFE INVESTORS DISTRIBUTION COMPANY
Primary Firm SEC Registration
MML INVESTORS SERVICES, LLC
CRD#: 10409 / SEC#: 801-44264, 8-27250
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MML INVESTORS SERVICES, LLC
CRD#: 10409 / SEC#: 801-44264, 8-27250
Contact information
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSMUTUAL HOLDING LLC | MEMBER | |
| BAUER, THOMAS K | CHIEF TECHNOLOGY OFFICER | 4759472 |
| BOWMAN, VAUGHN CHARLES | CHIEF EXECUTIVE OFFICER, PRESIDENT AND CHAIRMAN OF THE BOARD | 4725044 |
| CRADDOCK, GEOFFREY | DIRECTOR | 1444771 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| LAPIANA, PAUL ANTHONY | DIRECTOR | 2237245 |
| MALLEE, JOSEPH PATRICK III | DIRECTOR | 4231618 |
| MINK, DAVID MYERS | VICE PRESIDENT AND CHIEF OPERATIONS OFFICER | 2606831 |
| RANDALL, GEORGE ASHLEY IV | FIELD RISK OFFICER | 4881503 |
| REILLY, JENNIFER RHODES | DIRECTOR | 3243154 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
| ROGERS REID, COURTNEY MCKENZIE | CHIEF COMPLIANCE OFFICER | 5374512 |
| VACCARO, JOHN ARTHUR | CHAIRMAN EMERITUS | 2264004 |
| WILKINSON, MARY BEA | VICE PRESIDENT | 2159909 |
Regulatory assets under management
| Total Number of Accounts | 392,820 |
| AUM (Assets Under Management) | $ 90,021,969,258 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 1 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 10/28/2024 | ||
| 11/28/2023 | ||
| 12/19/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
