Alan Kane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Kane was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 2021. Alan had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2025 - April 20, 2026
STARTENGINE PRIMARY LLC
March 23, 2023 - October 6, 2025
MICROVENTURE MARKETPLACE INC.
January 25, 2022 - March 17, 2023
OPPENHEIMER & CO. INC.
January 25, 2022 - March 17, 2023
OPPENHEIMER & CO. INC.
July 16, 2021 - November 11, 2021
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/16/2021
General Securities Representative ExaminationCurrent Firm
STARTENGINE PRIMARY LLC
CRD#: 291773 / SEC#: , 8-70060
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
