AK
Alan Kane
STARTENGINE PRIMARY LLC
Burbank, CA 91505
Some features on this profile are disabled
CRD#: 7372202
AK
Professional summary
Alan Kane is a registered financial professional currently at STARTENGINE PRIMARY LLC located in Burbank, California.
Alan is registered as a RR (Registered Representative) and started their career in finance in 2021. Alan has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Alan Kane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 30, 2025 - Present
STARTENGINE PRIMARY LLC
Office #1: 4100 W Alameda Avenue 3rd Floor, Burbank, CA 91505BD
CRD#: 291773
Burbank, CA
Past
March 23, 2023 - October 6, 2025
MICROVENTURE MARKETPLACE INC.
BD
CRD#: 152513
AUSTIN, TX
Past
January 25, 2022 - March 17, 2023
OPPENHEIMER & CO. INC.
RIA
CRD#: 249
AUSTIN, TX
Past
January 25, 2022 - March 17, 2023
OPPENHEIMER & CO. INC.
BD
CRD#: 249
AUSTIN, TX
Past
July 16, 2021 - November 11, 2021
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
IRVINE, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/30/2025)
RR
Alaska(9/30/2025)
RR
Arizona(9/30/2025)
RR
Arkansas(9/30/2025)
RR
California(9/30/2025)
RR
Colorado(9/30/2025)
RR
Connecticut(9/30/2025)
RR
Delaware(9/30/2025)
RR
District of Columbia(9/30/2025)
RR
Florida(9/30/2025)
RR
Georgia(9/30/2025)
RR
Hawaii(9/30/2025)
RR
Idaho(9/30/2025)
RR
Illinois(9/30/2025)
RR
Indiana(9/30/2025)
RR
Iowa(9/30/2025)
RR
Kansas(9/30/2025)
RR
Kentucky(9/30/2025)
RR
Louisiana(9/30/2025)
RR
Maine(9/30/2025)
RR
Maryland(9/30/2025)
RR
Massachusetts(9/30/2025)
RR
Michigan(9/30/2025)
RR
Minnesota(9/30/2025)
RR
Mississippi(9/30/2025)
RR
Missouri(9/30/2025)
RR
Montana(9/30/2025)
RR
Nebraska(9/30/2025)
RR
Nevada(9/30/2025)
RR
New Hampshire(9/30/2025)
RR
New Jersey(9/30/2025)
RR
New Mexico(9/30/2025)
RR
New York(9/30/2025)
RR
North Carolina(9/30/2025)
RR
North Dakota(9/30/2025)
RR
Ohio(9/30/2025)
RR
Oklahoma(9/30/2025)
RR
Oregon(9/30/2025)
RR
Pennsylvania(9/30/2025)
RR
Rhode Island(9/30/2025)
RR
South Carolina(9/30/2025)
RR
South Dakota(9/30/2025)
RR
Tennessee(9/30/2025)
RR
Texas(9/30/2025)
RR
Utah(9/30/2025)
RR
Vermont(9/30/2025)
RR
Virginia(9/30/2025)
RR
Washington(9/30/2025)
RR
West Virginia(9/30/2025)
RR
Wisconsin(9/30/2025)
RR
Wyoming(9/30/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/16/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SP
STARTENGINE PRIMARY LLC
STARTENGINE PRIMARY LLC
CRD#: 291773 / SEC#: , 8-70060
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
4100 W Alameda Avenue 3rd Floor, Burbank, CA 91505
Mailing Address
4100 W Alameda Avenue 3rd Floor, Burbank, CA 91505
Phone number
(800) 469-5785
Established
Delaware since 10/12/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
