Douglas W. Hinton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Ward Hinton was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1981. Douglas had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2012 - August 17, 2017
BROWN ADVISORY
October 22, 2010 - April 9, 2012
BROWN ADVISORY
June 17, 2010 - December 22, 2015
BROWN ADVISORY SECURITIES, LLC
June 17, 2010 - December 22, 2015
BROWN ADVISORY SECURITIES, LLC
October 12, 2009 - August 23, 2010
BROWN ADVISORY CAVANAUGH, LLC
February 5, 2004 - June 24, 2008
FERRIS, BAKER WATTS, LLC
July 1, 2003 - February 12, 2004
WELLS FARGO CLEARING SERVICES, LLC
June 4, 1999 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
May 2, 1994 - June 11, 1999
MORGAN STANLEY DW INC.
August 13, 1991 - May 6, 1994
LEGG MASON WOOD WALKER, INCORPORATED
August 3, 1990 - July 10, 1991
ALLFIRST BROKERAGE CORPORATION
October 5, 1988 - April 3, 1990
SBC WARBURG DILLON READ INC.
June 22, 1981 - October 4, 1988
ALEX. BROWN & SONS INCORPORATED
Primary Firm SEC Registration
BROWN ADVISORY
CRD#: 110181 / SEC#: 801-38826
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROWN ADVISORY
CRD#: 110181 / SEC#: 801-38826
Contact information
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24,921 |
| AUM (Assets Under Management) | $ 121,936,354,796 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/12/2026 | ||
| 01/21/2025 | ||
| 10/28/2024 | ||
| 01/24/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
