Adam G. Doerr

RED SWAN PRIVATE CLIENT

HOUSTON, TX 77002

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CRD#: 7371233

Professional summary

Adam Gregory Doerr, who also goes by Adam Gregory Doerr, Adam Doerr, is a registered financial advisor currently at RED SWAN PRIVATE CLIENT located in Houston, Texas and REDSWAN MARKETS, LLC located in Houston, Texas.

Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Adam has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adam Gregory Doerr | Adam Doerr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Gregory Doerr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 2, 2026 - Present

RED SWAN PRIVATE CLIENT

Office #1: 4201 Main St Suite 300, Houston, TX 77002

RIA

CRD#: 307278

HOUSTON, TX

Current

February 17, 2026 - Present

REDSWAN MARKETS, LLC

Office #1: 4201 Main St Suite 300, Houston, TX 77002

CRD#: 322259

Houston, TX

Past

December 12, 2024 - June 3, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

OAK BROOK, IL

Past

December 5, 2024 - June 3, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

OAK BROOK, IL

Past

September 13, 2021 - October 25, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

COVINGTON, KY

Past

August 6, 2021 - October 25, 2024

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MOUNT PLEASANT, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RED SWAN PRIVATE CLIENT

RED SWAN PRIVATE CLIENT | REDSWAN PC, INC

CRD#: 307278 / SEC#: 801-118188

RIA

Registered Investment Advisory firm - (3/9/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Texas
(2/2/2026)

Texas
(2/17/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/9/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/6/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/29/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

RED SWAN PRIVATE CLIENT

RED SWAN PRIVATE CLIENT | REDSWAN PC, INC

CRD#: 307278 / SEC#: 801-118188

RIA

Registered Investment Advisory firm - (3/9/2020 Approved)

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Contact information

Main Address

4201 Main St Suite 300, Houston, TX 77002

Mailing Address

Phone number

(713) 360-7928

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RED SWAN PC INC BROCHURE 2026 (2/17/2026)

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 165,260,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Adam G. Doerr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Gregory Doerr's CRS (Customer Relationship Summary).

Certified licenses

Experience

REDSWAN MARKETS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

RED SWAN PRIVATE CLIENT

State Registrations and Notice Filings

Exams

Series 66

Date: 9/9/2021

Series 7TO

Date: 8/6/2021

SIE

Date: 7/29/2021

FINRA

Current Firm

RED SWAN PRIVATE CLIENT

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RED SWAN PRIVATE CLIENT

TRUST BUT VERIFY

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